Nicolas Roland Joseph Le Roux
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas Roland Joseph Le Roux ( ), a licensed former licensee with CE reference BVA719. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-01-16 | 2026-01-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-06-07 | 2024-06-17 |