Andrew William David Garthwaite
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew William David Garthwaite ( ), a licensed former licensee with CE reference BUY452. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-26 | 2025-05-29 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-27 | 2024-05-31 |