Yan (SFC:BUX396) Li
黎彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BUX396) Li (黎彥), a licensed former licensee with CE reference BUX396. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-05-08 | 2024-08-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2024-05-08 | 2024-08-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-05-08 | 2024-08-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2024-05-08 | 2024-08-06 |