Gerald Kenneth Fowler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gerald Kenneth Fowler ( ), a licensed former licensee with CE reference BUW450. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-04-08 | 2025-04-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-11-13 | 2024-11-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-08 | 2024-05-15 |