Gerald Kenneth Fowler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gerald Kenneth Fowler, a licensed former licensee with CE reference BUW450. This person has 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-04-08 | 2025-04-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-11-13 | 2024-11-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-08 | 2024-05-15 |