Yew Poo Barry Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yew Poo Barry Tan ( ), a licensed former licensee with CE reference BUU962. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2024-10-22 | 2024-10-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2024-10-22 | 2024-10-25 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2024-10-22 | 2024-10-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2024-06-04 | 2024-06-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2024-06-04 | 2024-06-07 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2024-06-04 | 2024-06-07 |