Liu (SFC:BUU895) Yang
楊柳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liu (SFC:BUU895) Yang (楊柳), CE reference BUU895. Currently licensed at 1 firm(s): Shenwan Hongyuan Capital (H.K.) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-17 | present |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-17 | present |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-04-17 | present |