Shengjie (SFC:BUU861) Li
李圣洁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shengjie (SFC:BUU861) Li (李圣洁), a licensed former licensee with CE reference BUU861. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-03 | 2024-12-10 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-05-03 | 2024-12-10 |