Maoze Li
李茂澤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maoze Li (李茂澤), CE reference BUS153. Currently licensed at 1 firm(s): J.P. Morgan Securities (Far East) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2025-12-29 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2025-12-29 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2025-12-29 | present |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2024-04-12 | 2025-08-22 |