Jing (SFC:BUQ398) Li
李婧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jing (SFC:BUQ398) Li (李婧), CE reference BUQ398. Currently licensed at 1 firm(s): NeoSpective Capital Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NeoSpective Capital Limited 聯裕資本有限公司 |
RO | Type 4 — Advising on securities | 2025-09-12 | present |
| NeoSpective Capital Limited 聯裕資本有限公司 |
RO | Type 9 — Asset management | 2024-12-05 | present |
| NeoSpective Capital Limited 聯裕資本有限公司 |
Rep | Type 9 — Asset management | 2024-12-04 | 2024-12-05 |
| AUSPICE INVESTMENT MANAGEMENT LIMITED 瑞兆投資管理有限公司 |
RO | Type 9 — Asset management | 2024-04-24 | 2024-11-30 |