Hongsheng Gu
顧洪聲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hongsheng Gu (顧洪聲), a licensed former licensee with CE reference BUQ170. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-11 | 2024-09-25 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-11 | 2024-09-25 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-03-11 | 2024-09-25 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-11 | 2024-09-25 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-11 | 2024-09-25 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-03-11 | 2024-09-25 |