Rui Su
蘇睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui Su (蘇睿), CE reference BUO523. Currently licensed at 1 firm(s): Goldman Sachs Asset Management (Hong Kong) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-20 | present |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-06-20 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-24 | 2024-06-07 |