Nicole Goldberger
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicole Goldberger ( ), a licensed former licensee with CE reference BUN952. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-01-17 | 2025-01-25 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-01-17 | 2025-01-25 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-01-19 | 2024-01-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-01-19 | 2024-01-26 |