Yufan Xie
謝雨帆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yufan Xie (謝雨帆), a licensed Representative with CE reference BUG473. Currently licensed at 1 firm(s): China Merchants Securities (HK) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-28 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2026-01-28 | present |
| Rainbow Capital (HK) Limited 浤博資本有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-07 | 2025-11-12 |
| Rainbow Capital (HK) Limited 浤博資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-11-07 | 2025-11-12 |