Claudio Caruso

CE No. BUG430 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Claudio Caruso (), a licensed former licensee with CE reference BUG430. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
LGT Capital Partners (Asia-Pacific) Limited Rep Type 1 — Dealing in securities 2024-07-02 2025-04-30
LGT Capital Partners (Asia-Pacific) Limited Rep Type 4 — Advising on securities 2024-07-02 2025-04-30
LGT Capital Partners (Asia-Pacific) Limited Rep Type 1 — Dealing in securities 2024-02-26 2024-04-30
LGT Capital Partners (Asia-Pacific) Limited Rep Type 4 — Advising on securities 2024-02-26 2024-04-30
LGT Capital Partners (Asia-Pacific) Limited Rep Type 1 — Dealing in securities 2023-11-01 2024-01-31
LGT Capital Partners (Asia-Pacific) Limited Rep Type 4 — Advising on securities 2023-11-01 2024-01-31

Related