Claudio Caruso
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Claudio Caruso ( ), a licensed former licensee with CE reference BUG430. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 1 — Dealing in securities | 2024-07-02 | 2025-04-30 |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 4 — Advising on securities | 2024-07-02 | 2025-04-30 |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 1 — Dealing in securities | 2024-02-26 | 2024-04-30 |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 4 — Advising on securities | 2024-02-26 | 2024-04-30 |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 1 — Dealing in securities | 2023-11-01 | 2024-01-31 |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 4 — Advising on securities | 2023-11-01 | 2024-01-31 |