Ka Lam Kevin Mok
莫家霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lam Kevin Mok (莫家霖), a licensed Representative with CE reference BUG068. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-05 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-03-05 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2025-07-21 | 2026-01-26 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2025-07-21 | 2026-01-26 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2025-07-21 | 2026-01-26 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2023-10-24 | 2025-05-16 |