Santo Jr William Allan de

CE No. BUF942 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Santo Jr William Allan de, a licensed former licensee with CE reference BUF942. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2023-10-20 2023-10-27
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2023-10-20 2023-10-27

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Santo Jr William Allan de during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hing Fung Wan UBS Asset Management (Hong Kong) Limited 2023
Andy Wai Fung Yip UBS Asset Management (Hong Kong) Limited 2023
Karen Ting UBS Asset Management (Hong Kong) Limited 2023
Dominic Leonard Chan UBS Asset Management (Hong Kong) Limited 2023
Ngai Ting Chan UBS Asset Management (Hong Kong) Limited 2023
Ho Yeung Jeff Kwan UBS Asset Management (Hong Kong) Limited 2023
Ann An Yee Lo UBS Asset Management (Hong Kong) Limited 2023
Wei Chun Wang UBS Asset Management (Hong Kong) Limited 2023
Tuo Li UBS Asset Management (Hong Kong) Limited 2023
Suk Ying Ma UBS Asset Management (Hong Kong) Limited 2023
Man Yee Olivia Yip UBS Asset Management (Hong Kong) Limited 2023
Timothy Brian Tin Yui Cheung UBS Asset Management (Hong Kong) Limited 2023
Li Fei Hsu UBS Asset Management (Hong Kong) Limited 2023
Zieshan Afzal UBS Asset Management (Hong Kong) Limited 2023
Ka Ying Cheng UBS Asset Management (Hong Kong) Limited 2023
Brian Boon Yun Ho UBS Asset Management (Hong Kong) Limited 2023
Thomas Kaegi UBS Asset Management (Hong Kong) Limited 2023
Yee Huen Kwok UBS Asset Management (Hong Kong) Limited 2023
Ngan Chi Lau UBS Asset Management (Hong Kong) Limited 2023
Victoria Audrey Liu UBS Asset Management (Hong Kong) Limited 2023
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