Yuan (SFC:BUD008) Gao
高遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:BUD008) Gao (高遠), a licensed Representative with CE reference BUD008. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 - Advising on corporate finance. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2025-11-06 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-21 | 2025-08-29 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-09-21 | 2025-08-29 |