Erik James Bass
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Erik James Bass ( ), a licensed former licensee with CE reference BUC607. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-25 | 2023-09-29 |