Abhay Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abhay Gupta ( ), a licensed former licensee with CE reference BUC126. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2025-02-28 | 2025-03-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2024-04-19 | 2024-04-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2023-09-08 | 2023-09-15 |