Derek Andrew Li
李安迪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Andrew Li (李安迪), a licensed former licensee with CE reference BTY510. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2023-08-14 | 2024-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2023-08-14 | 2024-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2023-08-14 | 2024-09-20 |