Li (SFC:BTX372) Qiao
乔立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BTX372) Qiao (乔立), a licensed former licensee with CE reference BTX372. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-16 | 2024-10-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-08-16 | 2024-10-31 |