David (SFC:BTS959) Lee
李大衛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David (SFC:BTS959) Lee (李大衛), a licensed Representative with CE reference BTS959. Currently licensed at 2 firm(s): China International Capital Corporation Hong Kong Securities Limited, CICC US Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-07 | present |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-07 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-01-07 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-07 | present |
| BANDS Financial Limited 磐石金融有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-06-05 | 2024-09-27 |