Qi (SFC:BTR940) Xiao
肖祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi (SFC:BTR940) Xiao (肖祺), a licensed former licensee with CE reference BTR940. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-08-24 | 2023-12-12 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-05-15 | 2023-05-18 |