Vaibhav Jain
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vaibhav Jain, a licensed former licensee with CE reference BTR341. This person has 2.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-06-21 | 2025-07-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-06-21 | 2025-07-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2023-06-21 | 2025-07-31 |