Thi Thien Trang Nguyen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thi Thien Trang Nguyen ( ), a licensed former licensee with CE reference BTR327. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-05-08 | 2026-05-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-11-03 | 2025-11-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-04-11 | 2025-04-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-11-01 | 2024-11-07 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-04-25 | 2023-04-27 |