Drew Alan Welton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Drew Alan Welton ( ), a licensed former licensee with CE reference BTQ515. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-06-02 | 2023-06-09 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-06-02 | 2023-06-09 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-04-14 | 2023-04-20 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-04-14 | 2023-04-20 |