Yi (SFC:BTP026) Shi
史怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BTP026) Shi (史怡), a licensed former licensee with CE reference BTP026. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2023-04-06 | 2024-08-02 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2023-04-06 | 2024-08-02 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2023-04-06 | 2024-08-02 |