Steven Yang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Yang ( ), a licensed former licensee with CE reference BTO106. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-03-04 | 2024-03-06 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-03-29 | 2023-03-30 |