Chen (SFC:BTN270) Chen
陈晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:BTN270) Chen (陈晨), CE reference BTN270. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2023-08-01 | present |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2023-03-31 | 2023-04-04 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2023-03-03 | 2023-03-08 |