David Tham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Tham ( ), a licensed former licensee with CE reference BTN102. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-06 | 2023-03-09 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-03-06 | 2023-03-09 |