Robert Andrew Stein
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Andrew Stein, a licensed Representative with CE reference BTL473. Currently licensed at 1 firm(s): Macquarie Capital Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-03 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-14 | 2024-02-02 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-09 | 2023-02-14 |