Pramod Kumar Prakash
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pramod Kumar Prakash ( ), a licensed former licensee with CE reference BTL135. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-04-17 | 2026-04-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-11-24 | 2025-12-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-23 | 2025-06-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-11-22 | 2024-11-27 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-24 | 2024-06-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-02-03 | 2023-02-07 |