Nicholas Joseph Maghenzani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Joseph Maghenzani ( ), a licensed former licensee with CE reference BTL132. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-03-09 | 2026-03-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-11-03 | 2025-11-07 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-04-03 | 2025-04-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-08-30 | 2024-09-05 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-12-01 | 2023-12-08 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-02-03 | 2023-02-08 |