Thomas James Allen

CE No. BTL131 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas James Allen (), CE reference BTL131. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 4 — Advising on securities 2026-03-27 present
UBS Securities Asia Limited Rep Type 4 — Advising on securities 2025-11-24 2025-11-27
UBS Securities Asia Limited Rep Type 4 — Advising on securities 2025-03-17 2025-03-21
UBS Securities Asia Limited Rep Type 4 — Advising on securities 2024-11-29 2024-12-05
UBS Securities Asia Limited Rep Type 4 — Advising on securities 2024-02-05 2024-02-09
UBS Securities Asia Limited Rep Type 4 — Advising on securities 2023-02-02 2023-02-10

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