Windy Laude
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Windy Laude ( ), a licensed former licensee with CE reference BTK737. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-05-22 | 2024-05-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-01-31 | 2023-02-03 |