Jun Tanabe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun Tanabe ( ), a licensed former licensee with CE reference BTJ982. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-07-27 | 2023-10-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-04-14 | 2023-04-19 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-01-18 | 2023-01-20 |