Jonathan Frederick Pingle
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Frederick Pingle ( ), a licensed former licensee with CE reference BTI811. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-01-06 | 2026-01-12 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-10-06 | 2025-10-13 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-26 | 2025-06-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-01-17 | 2025-01-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-10-07 | 2024-10-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-01-10 | 2024-01-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-01-05 | 2023-01-11 |