Tomo Moriya
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tomo Moriya ( ), a licensed former licensee with CE reference BTE882. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-10-14 | 2024-10-19 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-02-16 | 2024-02-21 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-01-17 | 2023-01-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2022-11-21 | 2022-11-23 |