Sum Yu Naree Wu
胡心如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Yu Naree Wu (胡心如), a licensed Representative with CE reference BTE295. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-18 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-11 | 2023-07-22 |