Lu (SFC:BTE121) Wang
王璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu (SFC:BTE121) Wang (王璐), CE reference BTE121. Currently licensed at 1 firm(s): DBS Asia Capital Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-14 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-14 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-10-14 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-10 | 2023-07-03 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-10 | 2023-07-03 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-11-10 | 2023-07-03 |