Lok Hin Law
羅樂軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Hin Law (羅樂軒), a licensed former licensee with CE reference BTD959. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-07-11 | 2025-04-30 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-07-11 | 2025-04-30 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-07 | 2024-04-12 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-07 | 2024-04-12 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-12-07 | 2024-04-12 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-07 | 2024-04-12 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2022-12-07 | 2024-04-12 |