Thomas K D Lui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas K D Lui, a licensed Representative with CE reference BTC703. Currently licensed at 1 firm(s): HSBC Broking Futures (Hong Kong) Limited. Active regulated activities: Type 2 - Dealing in futures contracts. This person has 3.6 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-12-05 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas K D Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.