Yifan (SFC:BSZ863) Guo

郭一帆
CE No. BSZ863 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yifan (SFC:BSZ863) Guo (郭一帆), a licensed Representative with CE reference BSZ863. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 - Advising on corporate finance. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Hong Kong Limited Rep Type 6 - Advising on corporate finance 2025-06-24 present
HSBC Corporate Finance (Hong Kong) Limited Rep Type 6 - Advising on corporate finance 2024-03-06 2025-02-17
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2022-09-20 2023-08-08
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2022-09-20 2023-08-08
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 6 - Advising on corporate finance 2022-09-20 2023-08-08

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