Jinning Xu
徐瑾寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jinning Xu (徐瑾寧), a licensed former licensee with CE reference BSZ832. This person has 2.8 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2025-06-17 | 2026-09-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2025-06-17 | 2026-09-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-26 | 2024-04-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-09-26 | 2024-04-18 |