Philip John Pineo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip John Pineo ( ), a licensed former licensee with CE reference BSY446. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2026-03-30 | 2026-03-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2026-03-30 | 2026-03-31 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2026-03-30 | 2026-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2025-09-05 | 2025-09-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2025-09-05 | 2025-09-11 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2025-09-05 | 2025-09-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2025-05-19 | 2025-05-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2025-05-19 | 2025-05-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2025-05-19 | 2025-05-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2024-11-27 | 2024-11-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2024-11-27 | 2024-11-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2024-11-27 | 2024-11-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2024-09-09 | 2024-09-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2024-09-09 | 2024-09-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2024-09-09 | 2024-09-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2023-04-14 | 2023-04-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2023-04-14 | 2023-04-20 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2023-04-14 | 2023-04-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2023-01-17 | 2023-01-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2023-01-17 | 2023-01-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2023-01-17 | 2023-01-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-09-09 | 2022-09-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-09-09 | 2022-09-16 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2022-09-09 | 2022-09-16 |