Li Kien Tan
陈丽娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Kien Tan (陈丽娟), a licensed former licensee with CE reference BSX357. This person has 0.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-10 | 2023-01-13 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-10 | 2023-01-13 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-24 | 2022-11-29 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-24 | 2022-11-29 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-17 | 2022-09-06 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-17 | 2022-09-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Kien Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Philippe Bodereau | PIMCO Asia Limited | 2022–2023 |
| Esteban Burbano | PIMCO Asia Limited | 2022–2023 |
| Adam Lance Gubner | PIMCO Asia Limited | 2022–2023 |
| Mark Richard Kiesel | PIMCO Asia Limited | 2022–2023 |
| Alfred Taketo Murata | PIMCO Asia Limited | 2022–2023 |
| Thibault Christian Stracke | PIMCO Asia Limited | 2022–2023 |
| Jerome Michael Schneider | PIMCO Asia Limited | 2022–2023 |
| Christopher Richard Santore | PIMCO Asia Limited | 2022–2023 |
| Yoonbum Park | PIMCO Asia Limited | 2022–2023 |
| Chi Lok Tsang | PIMCO Asia Limited | 2022–2023 |
| Ki Him Yim | PIMCO Asia Limited | 2022–2023 |
| Chien-Yu Huang | PIMCO Asia Limited | 2022–2023 |
| Yu Zheng | PIMCO Asia Limited | 2022–2023 |
| Nan Lin | PIMCO Asia Limited | 2022–2023 |
| Conan Law | PIMCO Asia Limited | 2022–2023 |
| Stephen Koon Bong Chang | PIMCO Asia Limited | 2022–2023 |
| Jung Park | PIMCO Asia Limited | 2022–2023 |
| Yishan Cao | PIMCO Asia Limited | 2022–2023 |
| Lei Dong | PIMCO Asia Limited | 2022–2023 |
| David Charles George Ellison | PIMCO Asia Limited | 2022–2023 |