Li Kien Tan
陈丽娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Kien Tan (陈丽娟), a licensed former licensee with CE reference BSX357. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-10 | 2023-01-13 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-10 | 2023-01-13 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-24 | 2022-11-29 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-24 | 2022-11-29 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-17 | 2022-09-06 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-17 | 2022-09-06 |