Li Kien Tan

陈丽娟
CE No. BSX357 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Kien Tan (陈丽娟), a licensed former licensee with CE reference BSX357. This person has 0.1 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2023-01-10 2023-01-13
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2023-01-10 2023-01-13
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2022-11-24 2022-11-29
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2022-11-24 2022-11-29
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2022-08-17 2022-09-06
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2022-08-17 2022-09-06

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Kien Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Philippe Bodereau PIMCO Asia Limited 2022–2023
Esteban Burbano PIMCO Asia Limited 2022–2023
Adam Lance Gubner PIMCO Asia Limited 2022–2023
Mark Richard Kiesel PIMCO Asia Limited 2022–2023
Alfred Taketo Murata PIMCO Asia Limited 2022–2023
Thibault Christian Stracke PIMCO Asia Limited 2022–2023
Jerome Michael Schneider PIMCO Asia Limited 2022–2023
Christopher Richard Santore PIMCO Asia Limited 2022–2023
Yoonbum Park PIMCO Asia Limited 2022–2023
Chi Lok Tsang PIMCO Asia Limited 2022–2023
Ki Him Yim PIMCO Asia Limited 2022–2023
Chien-Yu Huang PIMCO Asia Limited 2022–2023
Yu Zheng PIMCO Asia Limited 2022–2023
Nan Lin PIMCO Asia Limited 2022–2023
Conan Law PIMCO Asia Limited 2022–2023
Stephen Koon Bong Chang PIMCO Asia Limited 2022–2023
Jung Park PIMCO Asia Limited 2022–2023
Yishan Cao PIMCO Asia Limited 2022–2023
Lei Dong PIMCO Asia Limited 2022–2023
David Charles George Ellison PIMCO Asia Limited 2022–2023
Explore the interactive colleague network →

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