Nicholas Anthony Rovelli
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Anthony Rovelli ( ), a licensed former licensee with CE reference BSU806. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-28 | 2023-01-01 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-28 | 2023-01-01 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2022-07-28 | 2023-01-01 |