Ching Fung Li
李澄灃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Fung Li (李澄灃), CE reference BST120. Currently licensed at 1 firm(s): Moelis & Company Asia Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-13 | present |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-13 | present |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-12-13 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-07-21 | 2023-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-07-21 | 2023-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2022-07-21 | 2023-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2022-07-21 | 2023-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2022-07-21 | 2023-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2022-07-21 | 2023-07-31 |