Shivam (SFC:BSS598) Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shivam (SFC:BSS598) Gupta ( ), a licensed former licensee with CE reference BSS598. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2022-07-08 | 2023-08-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2022-07-08 | 2023-08-23 |