Yuri Dai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuri Dai ( ), a licensed former licensee with CE reference BSS350. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-07-19 | 2024-02-19 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2022-07-19 | 2024-02-19 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2022-07-19 | 2024-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-07-11 | 2025-01-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2022-07-11 | 2025-01-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2022-07-11 | 2025-01-27 |